.png)
.png)
Regulatory Knowledge in the Digital Age
FinReg Foundry is an advisory firm that combines traditional advice with digital artifacts that make regulatory knowledge accessible at scale in compliance, software development, and data science processes
We focus on the twin challenges of complexity in the regulatory environment and inside operating or proposed financial institutions – and how to make technology designed to help with these challenges work better. We provide knowledge and artifacts to support regulatory obligations management, activities and structure compliance, RegTech product development, and GRC solutions.
We bring to our engagements a rare blend of first-tier regulatory knowledge, industry operational experience, and deep engagement with state-of-the-art technology. Our clients include financial institutions, law firms, RegTech software companies, and GRC systems integrators. We pride ourselves on the ability to bridge the gap between compliance officers and regulatory lawyers on one hand and engineers, product managers, and data scientists on the other.
We bring to our engagements a rare blend of first-tier regulatory knowledge, industry operational experience, and deep engagement with state-of-the-art technology. Our clients include financial institutions, law firms, RegTech software companies, and GRC systems integrators. We pride ourselves on the ability to bridge the gap between compliance officers and regulatory lawyers on one hand and engineers, product managers, and data scientists on the other.
Regulatory Obligations Management
We help compliance and legal teams – and the technologists who support them – with regulatory obligations data and the processes that use it
Regulatory Inventory
Regulatory Change Management
Regulatory Mapping
Taxonomies and Metadata
GRC Solution Design and Testing
Activities and Structure Compliance
We bring substantive knowledge, practical experience, and innovative technology to bear on the challenge of organizational & legal complexity
Affiliate Transactions
Permissible Activities & Investments
Resolution Planning
Internal Governance
Activities & Structure Regulatory Reporting
Complex Regulatory Applications & Licensing
We embed knowledge and know-how from scores of past applications in tools that connect all the dots, empower associates and clients, and accelerate filing
Bank Charters
Mergers and Acquisitions
Money Transmitter Licenses
Foreign Banking Organizations
Supervisory & Enforcement Strategic Plans
Tech-Enabled Practice Development
We help banking lawyers incorporate digital artifacts in their practice, even as we augment their capabilities with senior bank regulatory experience
Consulting on Specific Matters
Artifact Repository-Building Retainer
Project-Based Artifact Development
Business Development Content Support
Attorney and Tech Staff Training
RegTech Innovation & Customer Success
We supply domain knowledge in artifacts that accelerate product development and scaling, and in hands-on support for sustainable customer growth
Regulatory Content Support
Solution Evaluation & Testing
Domain Knowledge & Accelerators for AI
Demo Preparation
Customer Implementation Support
Domain Knowledge for GRC Solutions
We help technologists create solutions that resonate with compliance by augmenting often-inadequate requirements & guidance they get from the business
Delivery Team Augmentation
Engineer-Friendly Design & Modeling Artifacts
Domain-Specific Requirements Guidance
Regulatory Content Management Tools
Shadow User Acceptance Testing
Deliverables with Capabilities
A FinReg Foundry artifact is an advisory deliverable that encapsulates regulatory knowledge and know-how in a form that conveys capabilities as well as knowledge.
Artifacts transform regulatory knowledge into operational tools that directly support compliance and technology processes in a format that works with existing systems and IT policies. Some artifacts are tools for end-users, while others are tools for the toolmakers. Either way, artifacts surgically inject knowledge that clients can leverage.
Rather than a hammer in search of a nail, the FinReg Foundry method is inherently flexible, capable of casting the same patterns into many different forms. Templates, toolkits, collaboration workspaces, wikis, calculators, taxonomies, document generators, domain models, requirements documents, design patterns, configuration files, knowledge graphs, datasets, fine-tuned language models, temporary no-code web apps — our focus is on finding the right tool for the job.
Rather than a hammer in search of a nail, the FinReg Foundry method is inherently flexible, capable of casting the same patterns into many different forms. Templates, toolkits, collaboration workspaces, wikis, calculators, taxonomies, document generators, domain models, requirements documents, design patterns, configuration files, knowledge graphs, datasets, fine-tuned language models, temporary no-code web apps — our focus is on finding the right tool for the job.
Connect With Us
Learn more: Start a Conversation
Click below to learn more about us and start exploring if FinReg Foundry can help your organization
.png)